Financial Industry Regulatory Authority

(23 reviews) Submit Review

CEO: Robert Cook
Founded: 2007 (17 years old)
Company Size: 3,000 - +
Industry: Information Services
Headquarter: Washington , DC
Website: https://www.finra.org

Financial Industry Regulatory Authority: Latest Job Openings, Reviews and Ratings & Profile wise Salary Distribution

We currently have 5 open jobs at Financial Industry Regulatory Authority. We've calculated that the average salary at Financial Industry Regulatory Authority is $72K based on 246 user-submitted salaries A total of 23 Financial Industry Regulatory Authority employees gave Financial Industry Regulatory Authority an average happiness rating of 3.9 out of 5.0.

At A Glance

23 reviews

Latest Job Openings at Financial Industry Regulatory Authority

Job Profile	Job Location	Description	Date of Opening
Job Profile Analyst, Regulatory Review & Disclosure	Job Location Rockville, MD	Description The Analyst performs a variety of specific duties depending on the core function to which assigned. Core functions in Regulatory Review and Disclosure...	Date of Opening 5/27/2024
Job Profile Director, Operational Risk Management	Job Location Rockville, MD	Description The Operational Risk Management (ORM) Director plays a key role in the organizations highly visible Enterprise Risk Management (ERM) program...	Date of Opening 5/26/2024
Job Profile Sr Director, Fixed Income Regulation	Job Location Rockville, MD	Description The Senior Director in Fixed Income Regulation is responsible for providing leadership, oversight, and supervision of FINRAs regulatory program...	Date of Opening 5/21/2024
Job Profile Principal Risk Specialist, Member Supervision - All FINRA Locations	Job Location Rockville, MD	Description Execute functions in support of specialized units missions including, but not limited to, examinations, investigations, consultations, advisory...	Date of Opening 5/20/2024
Job Profile Principal Investigator, NCP - ANY FINRA location	Job Location Philadelphia, PA	Description FINRAs National Cause Program (NCP) is charged with the investigation of cause matters involving potential fraud or other serious misconduct...	Date of Opening 5/19/2024

View all 5 Jobs »

Financial Industry Regulatory Authority Salary Distribution

See all 246 Financial Industry Regulatory Authority salaries

10 Business Analysts from Financial Industry Regulatory Authority submitted salaries.

$71K Senior Examiner

$113K Senior Software Developer

$74K Office Manager

$35K Administrative Assistant

$61K Assistant Director

$76K Senior Compliance Examiner

$40K Arbitrator

$76K Senior QA Analyst

$91K Consultant

Financial Industry Regulatory Authority Reviews and Ratings

Submit a Review

BlissScore 3.9

33%

39%

17%

11%

View all 23 Financial Industry Regulatory Authority Reviews »

9 Anonymous Employees from Financial Industry Regulatory Authority submitted reviews

2.2 A recruiting company connected me to a Big Data Engineering role at FINRA and after a phone interview and a take-home assessment, I was invited to meet the team onsite. Now, I did not have Big Data experience before, but the team had expressed several times that they're looking for strong problem solvers and those who will be able to take the initiative to learn technologies they are unfamiliar with. The engineers and program manager I first met were very respectful, but when I talked with the team lead/director, it was very clear he was not interested. The director was very challenging towards my lack of experience in Big Data (though as previously mentioned, the rest of the team said it was ok to not have prior experience), but also did not give me a chance to explain my previous experiences and even described some aspects on my resume as "being pathetic like working a minimum wage job at a restaurant". For more context, I took a year break to work in the restaurant industry to pursue a passion of mine. A few other teammates in the room sat there and chuckled so it was clear to me at the moment what their team culture was like. So I motioned to end the interview early and left. I personally like to take professionalism seriously and always try my best to foster healthy, cooperative work environments. FINRA's work culture (at least this team) is something I would never want to be part of. Needless to say, I will never consider FINRA again.

9 Anonymous Employees from Financial Industry Regulatory Authority submitted reviews

3.6 I've been working for FINRA since 2010. It's a good company with decent working environment. Not so good at mid- and low-level management in IT department. The focus seems to be on achieving somebody's personal goals, rather than on how to get the job done the best possible way.

1 Paralegal from Financial Industry Regulatory Authority submitted reviews

2.2 Don't sweat the small stuff, and it's all small stuff. You made working there a hell for the employees not because they did a bad job, but because you had a bad temper.

Financial Industry Regulatory Authority Careers & Info

Financial Industry Regulatory Authority
Overview Financial Industry Regulatory Authority is a private company regulating securities firms in the United States. FINRA was formed by the merger of New York Stock Exchange Regulation, Inc. and the National Association of Security Dealers in 2007.

FINRA oversees more than 4,300 brokerage firms, over 163,000 branch offices, and over 635,000 registered securities representatives. FINRA maintains a headquarters in Washington, D.C., and employs approximately 3,300 people. FINRA offers interactive tools like BrokerCheck enabling investors to educate themselves about the background of brokers.

Financial Industry Regulatory Authority Job Information

FINRA has a compensation and benefits package that is competitive in their industry. FINRA has won multiple awards touting the quality of their workplace including an AARP award for being one of the best places for people over 50 to work. In 2011, FINRA was voted one of the best companies for working mothers. FINRA provides benefits to part-time employees working at least 20 hours a week.

What jobs pay the most at Financial Industry Regulatory Authority?

Senior Technical Project Manager is the highest paying job at Financial Industry Regulatory Authority at $130,000 annually.

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